Our Credentials - Prosdocimi

Uranium Energy Corp

UEC is part of an exclusive small group of US based uranium producers with the US being the largest consumer of uranium in the world
We performed a US$5m capital raise for UEC in October 2010
The capital was raised for development of specific assets and placed with institutional investors
Shares were offered at US$3.40 and subsequently reached a high of US$7.0, a 205% return in two months
Subsequent to the Fukushima disaster the stock fell along with the whole uranium sector, although the fundamentals of UEC have dramatically improved

Saratoga came out of bankruptcy, having protected equity holders and was profitable at the time of the financing. The company also had proven reserves with a NAV 4 times that of the deal price and was cash flow positive.
We performed a US$7.4m capital raise for Saratoga in May 2011 at US$3.0/share and a 2 year half warrant at US$5.0/share. A total return of 145% as at February 2012
The relationship built with management was very strong and we were subsequently invited to perform a further capital raising of US$5m in July 2011 at US$5.0/share. A return of 31% as at February 2012
The weighted average return of our offerings in Saratoga was 100% by February 2012
The stock was placed with institutionals, family offices and High Net Worth clients
The stock remains a core holding

CUI Global has developed a unique gas measurement technology. The company is trading on less than two times potential earnings two years out. The deal valued the company at potentially less than the 2014 year end cash balance
We performed a US$7m capital raise for CUI Global in February 2012
The capital was to be used to repay debt and for working capital and was placed with institutionals, family offices and High Net Worth clients
Shares were offered at US$15c and had reached US$20c within the same month: a 33%, one month return